DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• S••••• S•••••••••

F•••• A••••••••• F•••••••• N•••••• L••independent RIALebanon, Ct IA-onlyIAPD 6286954

Feed of 09/15/2026

Also filed as K•••••• S Silva

At current firm

2 y

since Jan 17, 2024

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• P••••••• P•• state registered current
since Jun 18, 2025 · Oakland, Ca
F•••• A••••••••• F•••••••• N•••••• L•• independent RIA current
since Jan 17, 2024 · Lebanon, Ct
S••••• F••••••••• L•• BD affiliated
May 17, 2022 to Mar 22, 2023 · Parsippany, Nj
S•• I•••••••• unclassified
Jan 25, 2018 to Jul 19, 2022 · Madison, Nj
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 12, 2017 to Dec 31, 2017 · Farminton, Ct

Moves

a registration end followed by a registration begin elsewhere

S••••• F••••••••• L•• to F•••• A••••••••• F•••••••• N•••••• L••
left Mar 22, 2023, registered Jan 17, 2024 (301 days) · Affiliated broker-dealer or bank to independent RIA
S•• I•••••••• to S••••• F••••••••• L••
left Jul 19, 2022, registered May 17, 2022 (-63 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•• I••••••••
left Dec 31, 2017, registered Jan 25, 2018 (25 days) · Other

Signals

K•••••• S••••• S••••••••• left S••••• F••••••••• L•• for F•••• A••••••••• F•••••••• N•••••• L•• (registered 2024-01-17)
Mar 22, 2023 · Advisor changed firm · fact
K•••••• S••••• S••••••••• left S•• I•••••••• for S••••• F••••••••• L•• (registered 2022-05-17)
Jul 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address