DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Patrick Esse
Feed of 09/14/2026
At current firm
4 y
since Mar 29, 2022
In the industry
10 y
since Jul 25, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- State Farm Investment Management Corp. asset manager currentsince Mar 29, 2022 · Redwood Falls, Mn
- Edward Jones national BDJan 22, 2019 to May 5, 2021 · St Joseph, Mn
- Gwn Securities Inc. BD affiliatedSep 30, 2016 to Feb 9, 2017 · Palm Beach Gardens, Fl
- Legend Advisory, LLC formerJul 30, 2016 to Sep 27, 2016 · New London, Mn
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to State Farm Investment Management Corp.left May 5, 2021, registered Mar 29, 2022 (328 days) · Other
- Gwn Securities Inc. to Edward Jonesleft Feb 9, 2017, registered Jan 22, 2019 (712 days) · Other
- Legend Advisory, LLC to Gwn Securities Inc.left Sep 27, 2016, registered Sep 30, 2016 (3 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address