J••••••• F••••• K••••

• G•••••• S•••• W••••• S•••••••• L••• BD affiliated current
  since May 11, 2018 · Atlanta, Ga
• S•••••••• I••••••••• M••••••••• former
  Feb 10, 2017 to Dec 21, 2017 · Saint Louis, Mo
• E••••• J•••• national BD
  Aug 25, 2014 to Mar 13, 2015 · Acworth, Ga

• S•••••••• I••••••••• M••••••••• to G•••••• S•••• W••••• S•••••••• L•••
  left Dec 21, 2017, registered May 11, 2018 (141 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to S•••••••• I••••••••• M•••••••••
  left Mar 13, 2015, registered Feb 10, 2017 (700 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address