DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• B•••

J••• M••••• S••••••••• L••wirehouseNew York, Nydual registrantIAPD 6300019

Feed of 09/14/2026

Also filed as Jd B•••

At current firm

1 y

since Jan 10, 2025

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jan 10, 2025 · New York, Ny
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 24, 2020 to Jan 6, 2025 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Nov 29, 2018 to May 13, 2020 · New York, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 22, 2016 to Sep 7, 2018 · Fort Worth, Tx
T• A••••••••• I••• former
Nov 22, 2016 to Sep 7, 2018 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
left Jan 6, 2025, registered Jan 10, 2025 (4 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 13, 2020, registered Aug 24, 2020 (103 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to J••• M••••• S••••••••• L••
left Sep 7, 2018, registered Nov 29, 2018 (83 days) · RIA to wirehouse · moved with a team
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 7, 2018, registered Nov 22, 2016 (-654 days) · channel change inside one enterprise, not a move · moved with a team

Signals

J••• B••• left F••••••• P••••••• A•• W•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2025-01-10)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address