DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Joshua Dethlefs | Westlake, Tx | Sep 7, 2018 | Sep 21, 2015 |
| Frederick Leano | Westlake, Tx | Sep 7, 2018 | Jun 12, 2017 |
| Jeffrey Beck | Westlake, Tx | Sep 7, 2018 | Mar 9, 2015 |
| Jeffrey Lee Lambeth | Westlake, Tx | Sep 7, 2018 | May 11, 2015 |
| John Blue | Westlake, Tx | Sep 7, 2018 | Nov 22, 2016 |
| Jonathon Lamb | Westlake, Tx | Sep 7, 2018 | May 29, 2012 |
| Rafael Cliefverth Otoya | Westlake, Tx | Sep 7, 2018 | Jul 1, 2016 |
| Stephan Marcus House | Westlake, Tx | Sep 7, 2018 | Jun 6, 2017 |
| Steven Andrew Miller | Westlake, Tx | Sep 7, 2018 | Oct 15, 2014 |
The rule
- Registrations ended
- Sep 7, 2018
- Registered next
- May 29, 2012 to Jun 6, 2017
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 1,673 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape