B•••• M• H••••••

• P•• W••••• M••••••••• BD affiliated current
  since Sep 27, 2018 · Mcmurray, Pa
• K•• I••••••••• S••••••• L•• BD affiliated
  Dec 15, 2017 to Sep 14, 2018 · Columbus, Oh
• P•• W••••• M••••••••• BD affiliated
  May 28, 2014 to May 2, 2017 · Pittsburgh, Pa

• K•• I••••••••• S••••••• L•• to P•• W••••• M•••••••••
  left Sep 14, 2018, registered Sep 27, 2018 (13 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••
  left May 2, 2017, registered Dec 15, 2017 (227 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

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