RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• A•••••••• G•••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 3, 2025 · Washington, Dc
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 23, 2022 to Oct 7, 2024 · Washington, Dc
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 1, 2020 to Dec 22, 2021 · Bethesda, Md
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 27, 2020 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerSep 8, 2017 to Jan 2, 2018 · Charlotte, Nc
- P•• W••••• M••••••••• BD affiliatedJul 9, 2014 to Oct 27, 2015 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• to T••••• A••••••• S•••••••• I•••left Oct 7, 2024, registered Jan 3, 2025 (88 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 22, 2021, registered Aug 23, 2022 (244 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 27, 2020, registered Jul 1, 2020 (96 days) · Affiliated broker-dealer or bank to another
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B••• I••••••••• S•••••••• I•••left Oct 27, 2015, registered Sep 8, 2017 (682 days) · Other
- A•••••• A•••••••• G••••••• left C•••••••• G••••• M•••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2025-01-03)Oct 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address