RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• N••••• K••••••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jul 18, 2025 · Salisbury, Nc
- W•••••• • R••• formerMar 15, 2017 to Oct 2, 2017 · Waukesha, Wi
- O••••••••• S••••••••• I••• BD affiliatedOct 17, 2016 to Jan 17, 2017 · Wauwatosa, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerApr 1, 2016 to Oct 18, 2016 · Brookfield, Wi
- W•••••• • R••• to I••••••••• A•••••• A•••••••• L••left Oct 2, 2017, registered Jul 18, 2025 (2846 days) · Other · moved with a team
- O••••••••• S••••••••• I••• to W•••••• • R•••left Jan 17, 2017, registered Mar 15, 2017 (57 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to O••••••••• S••••••••• I•••left Oct 18, 2016, registered Oct 17, 2016 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address