RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 5, 2022 · Fort Lauderdale, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 6, 2020 to Jun 27, 2022 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 3, 2019 to Dec 31, 2019 · Saint Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJan 26, 2015 to Jul 18, 2019 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Jun 27, 2022, registered Jul 5, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2019, registered Jan 6, 2020 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 18, 2019, registered Sep 3, 2019 (47 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R••• W••••••• left R•••••• J•••• • A••••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2022-07-05)Jun 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address