RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• V••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 18, 2024 · Hanover, Ma
- P••• A••••• S••••••••• L•• BD affiliatedSep 22, 2022 to Aug 31, 2024 · Needham, Ma
- C••••••• S••••••••• I••• BD affiliatedMar 24, 2022 to Aug 4, 2022 · Medford, Ma
- P••• A••••• S••••••••• L•• to J••• M••••• S••••••••• L••left Aug 31, 2024, registered Sep 18, 2024 (18 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• I••• to P••• A••••• S••••••••• L••left Aug 4, 2022, registered Sep 22, 2022 (49 days) · Affiliated broker-dealer or bank to another
- M•••• V•••••• left P••• A••••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-09-18)Aug 31, 2024 · Advisor changed firm · fact
- M•••• V•••••• left C••••••• S••••••••• I••• for P••• A••••• S••••••••• L•• (registered 2022-09-22)Aug 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address