DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S••••• A••••• T•••••

S•• W•••••independent RIADurham, Nc IA-onlyIAPD 6311005

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Sariah Tolsma

At current firm

0 y

since Nov 12, 2025

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• W••••• independent RIA current
since Nov 12, 2025 · Durham, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 18, 2024 to Oct 31, 2025 · Missoula, Mt
A••••• A•• P••••••• S••••••• BD affiliated
Jan 9, 2019 to Mar 6, 2024 · Stillwater, Ok
E••••• J•••• national BD
Aug 29, 2014 to Jan 23, 2018 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•• W•••••
left Oct 31, 2025, registered Nov 12, 2025 (12 days) · Wirehouse to independent RIA
A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 6, 2024, registered Mar 18, 2024 (12 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to A••••• A•• P••••••• S•••••••
left Jan 23, 2018, registered Jan 9, 2019 (351 days) · Affiliated broker-dealer or bank to another

Signals

S••••• A••••• T••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•• W••••• (registered 2025-11-12)
Oct 31, 2025 · Advisor changed firm · fact
S••••• A••••• T••••• left A••••• A•• P••••••• S••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-03-18)
Mar 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address