DFX Intelligence
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Registered advisor
R••••• P•••••• G•••
Feed of 09/14/2026
Also filed as R••••• P• G•••
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Jul 11, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Reston, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 28, 2022 to Mar 31, 2025 · Reston, Va
- E•••• S••••••••• L•• BD affiliatedJun 12, 2020 to Jan 5, 2021 · Vienna, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 20, 2015 to Jul 3, 2019 · Chantilly, Va
- M•• F•••••••• S•••••••• I••• formerDec 11, 2014 to Oct 6, 2015 · Falls Church, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 22, 2014 to Sep 30, 2014 · Glen Allen, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 5, 2021, registered Apr 28, 2022 (478 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• S••••••••• L••left Jul 3, 2019, registered Jun 12, 2020 (345 days) · Wirehouse to affiliated broker-dealer or bank
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 6, 2015, registered Oct 20, 2015 (14 days) · Other
- M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Sep 30, 2014, registered Dec 11, 2014 (72 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address