RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• H•
- S••• BD affiliated currentsince May 5, 2026 · Los Angeles, Ca
- M•••••• I••••••••• i••••••••• wealthMar 2, 2022 to Feb 7, 2025 · Tustin, Ca
- A••••••••• L•• formerMay 8, 2018 to Mar 30, 2022 · Newport Beach, Ca
- J•••••• F•••••••• M••••••••• formerMar 27, 2014 to Jan 5, 2018 · Costa Mesa, Ca
- M•••••• I••••••••• to S•••left Feb 7, 2025, registered May 5, 2026 (452 days) · RIA to affiliated broker-dealer or bank
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Mar 2, 2022 (-28 days) · corporate re-registration, not a move
- J•••••• F•••••••• M••••••••• to A••••••••• L••left Jan 5, 2018, registered May 8, 2018 (123 days) · Other
- M•••••• H• left M•••••• I••••••••• for Seia (registered 2026-05-05)Feb 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address