DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• B••••••

C•••••••• G••••• M•••••• I•••BD affiliatedLand O Lakes, Fl dual registrantIAPD 6314942

Feed of 09/14/2026

Also filed as S•••• M Ortiz

At current firm

4 y

since Jul 19, 2022

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jul 19, 2022 · Tampa, Fl
R•••••• J•••• • A••••••••• I••• national BD
Feb 15, 2022 to Jul 21, 2022 · St. Petersburg, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 29, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jun 17, 2015 to Jan 8, 2018 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jul 21, 2022, registered Jul 19, 2022 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• I••••••••• S••••••• C•••••• to R•••••• J•••• • A••••••••• I•••
left Jun 29, 2020, registered Feb 15, 2022 (596 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move

Signals

S•••• B•••••• left R•••••• J•••• • A••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2022-07-19)
Jul 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address