B••••••• L•••• K•••••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Tacoma, Wa
• C••• F•••••••• S•••••••• L••• former
  Nov 26, 2018 to May 15, 2025 · Lakebay, Wa
• W•••• F•••• A••••••• wirehouse
  Nov 18, 2016 to Nov 26, 2018 · Tacoma, Wa
• W•••• F•••• A••••••• wirehouse
  May 30, 2014 to Oct 18, 2016 · Tacoma, Wa

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
  left Nov 26, 2018, registered Nov 26, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Oct 18, 2016, registered Nov 18, 2016 (31 days) · channel change inside one enterprise, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address