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Registered advisor
M•••• D••• C••••••••
Feed of 09/14/2026
Also filed as M•••• D••• Pattie
At current firm
9 y
since Nov 15, 2016
In the industry
12 y
since May 13, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 15, 2016 · Richmond, Va
- W•••• F•••• A••••••• wirehouseJun 5, 2014 to Jul 21, 2016 · Mechanicsville, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Jul 21, 2016, registered Nov 15, 2016 (117 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address