DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• P••••••

W•••• F•••• A•••••••wirehouseTarpon Springs, Fl dual registrantIAPD 6315962

Feed of 09/14/2026

Also filed as J••••••• Daniel P••••••

At current firm

1 y

since Apr 30, 2025

In the industry

12 y

since Jul 10, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 30, 2025 · Santa Barbara, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 6, 2022 to Apr 9, 2025 · Westlake Village, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Aug 8, 2018 to Apr 19, 2022 · Goleta, Ca
J••• M••••• S••••••••• L•• wirehouse
Mar 14, 2016 to Aug 1, 2018 · Santa Barbara, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 11, 2014 to Jan 26, 2016 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Apr 9, 2025, registered Apr 30, 2025 (21 days) · Wirehouse to wirehouse · moved with a team
U••• B•••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 19, 2022, registered Jun 6, 2022 (48 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to U••• B•••••• A•••••••• L••
left Aug 1, 2018, registered Aug 8, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 26, 2016, registered Mar 14, 2016 (48 days) · Wirehouse to wirehouse · moved with a team

Signals

J••••••• P•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2025-04-30)
Apr 9, 2025 · Advisor changed firm · fact
J••••••• P•••••• left U••• B•••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-06-06)
Apr 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address