DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A• C•••

W•••• F•••• A•••••••wirehouseNewport News, Vadual registrantIAPD 6317654

Feed of 09/14/2026

Also filed as M••••• Anne Ausderau

At current firm

2 y

since Feb 10, 2024

In the industry

12 y

since May 13, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 10, 2024 · Newport News, Va
M••••• S•••••• wirehouse
Aug 4, 2022 to Feb 8, 2024 · Newport News, Va
S••••••••• A•••••• A•••••••• I••• former
Jan 28, 2021 to Jun 10, 2022 · Hampton, Va
W•••• F•••• A••••••• wirehouse
Jul 20, 2016 to Jun 2, 2021 · Yorktown, Va
S••••••• I••••••••• S•••••••• I••• former
Aug 6, 2015 to Jun 17, 2016 · Newport News, Va
W•••• F•••• A••••••• wirehouse
Nov 3, 2014 to Aug 5, 2015 · Newport News, Va

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Feb 8, 2024, registered Feb 10, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
S••••••••• A•••••• A•••••••• I••• to M••••• S••••••
left Jun 10, 2022, registered Aug 4, 2022 (55 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to S••••••••• A•••••• A•••••••• I•••
left Jun 2, 2021, registered Jan 28, 2021 (-125 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Jun 17, 2016, registered Jul 20, 2016 (33 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Aug 5, 2015, registered Aug 6, 2015 (1 days) · Other

Signals

M••••• A• C••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2024-02-10)
Feb 8, 2024 · Advisor changed firm · fact
M••••• A• C••• left S••••••••• A•••••• A•••••••• I••• for M••••• S•••••• (registered 2022-08-04)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address