DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Ryan Lewis

Osaic Advisory Services, LLCBD affiliatedMayfield Hts, Ohdual registrantIAPD 6318502

Feed of 09/14/2026

Also filed as Scott Lewis

At current firm

2 y

since Jun 14, 2024

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Advisory Services, LLC BD affiliated current
since Nov 8, 2024 · Mayfield Hts, Oh
Osaic Wealth, Inc. BD affiliated current
since Jun 14, 2024 · Mayfield Hts, Oh
Arbor Point Advisors former
Sep 18, 2023 to Nov 8, 2024 · Mayfield Hts, Oh
Securities America Advisors, Inc. former
Sep 18, 2023 to Jun 14, 2024 · Mayfield Hts, Oh
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Jul 25, 2023 · Cleveland, Oh
Vantage Financial Group, Inc. independent RIA
Aug 17, 2018 to Aug 9, 2023 · Cleveland, Oh
Cetera Advisor Networks LLC former
Jan 11, 2018 to Jun 29, 2023 · Cleveland, Oh
Oneamerica Securities, Inc. BD affiliated
Apr 7, 2016 to Jan 9, 2018 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

Arbor Point Advisors to Osaic Wealth, Inc.
left Nov 8, 2024, registered Jun 14, 2024 (-147 days) · channel change inside one enterprise, not a move · moved with a team
Securities America Advisors, Inc. to Arbor Point Advisors
left Jun 14, 2024, registered Sep 18, 2023 (-270 days) · channel change inside one enterprise, not a move · moved with a team
Vantage Financial Group, Inc. to Cetera Investment Advisers LLC
left Aug 9, 2023, registered Jun 29, 2023 (-41 days) · RIA to affiliated broker-dealer or bank
Cetera Investment Advisers LLC to Securities America Advisors, Inc.
left Jul 25, 2023, registered Sep 18, 2023 (55 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Vantage Financial Group, Inc.
left Jun 29, 2023, registered Aug 17, 2018 (-1777 days) · Affiliated broker-dealer or bank to independent RIA
Oneamerica Securities, Inc. to Cetera Advisor Networks LLC
left Jan 9, 2018, registered Jan 11, 2018 (2 days) · Other

Signals

Scott Ryan Lewis left Vantage Financial Group, Inc. for Cetera Investment Advisers Llc (registered 2023-06-29)
Aug 9, 2023 · Advisor changed firm · fact
Scott Ryan Lewis left Cetera Investment Advisers Llc for Securities America Advisors, Inc. (registered 2023-09-18)
Jul 25, 2023 · Advisor changed firm · fact
Scott Ryan Lewis left Cetera Advisor Networks Llc for Vantage Financial Group, Inc. (registered 2018-08-17)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address