RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• A••••••• state registered currentsince Aug 25, 2026 · Orlando, Fl
- S••••••••• I••••••••• independent RIAJun 24, 2025 to Jun 11, 2026 · Orlando, Fl
- P•••••••• A••••••• national BDJun 27, 2019 to Jun 10, 2025 · Orlando, Fl
- S••••••••• I••••••••• to C••• A•••••••left Jun 11, 2026, registered Aug 25, 2026 (75 days) · RIA to a state-registered adviser
- P•••••••• A••••••• to S••••••••• I•••••••••left Jun 10, 2025, registered Jun 24, 2025 (14 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• D•••• left S••••••••• I••••••••• for C••• A••••••• (registered 2026-08-25)Jun 11, 2026 · Advisor changed firm · fact
- H••••• D•••• left P•••••••• A••••••• for S••••••••• I••••••••• (registered 2025-06-24)Jun 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address