RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 30, 2022 · Wexford, Pa
- G••••• R••••••••• P••••••• L•• institutionalMar 31, 2017 to Jul 12, 2022 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedJun 21, 2016 to Jul 17, 2017 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedJul 28, 2014 to May 20, 2016 · Cranberry, Pa
- G••••• R••••••••• P••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 12, 2022, registered Sep 30, 2022 (80 days) · Other
- L•• F•••••••• L•• to G••••• R••••••••• P••••••• L••left Jul 17, 2017, registered Mar 31, 2017 (-108 days) · Other · moved with a team
- P•• W••••• M••••••••• to L•• F•••••••• L••left May 20, 2016, registered Jun 21, 2016 (32 days) · Other
- C•••• D••••••• left G••••• R••••••••• P••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-09-30)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address