DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J•••• M•••••••

C••••••• C•••••• L••state registeredLeawood, KsIA-onlyIAPD 6326430

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since May 26, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• C•••••• L•• state registered current
since May 26, 2026 · Leawood, Ks
T•• A•••••••• I••• BD affiliated
Dec 16, 2022 to May 15, 2026 · Summit, Nj
T•• A•••••••• I••• BD affiliated
Nov 17, 2022 to Nov 17, 2022 · Leawood, Ks
M•• A••••••• L•• institutional
Jun 29, 2020 to Jan 3, 2023 · Leawood, Ks
U•• F•••••••• S••••••• I••• wirehouse
Jun 20, 2014 to Jul 17, 2020 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

T•• A•••••••• I••• to C••••••• C•••••• L••
left May 15, 2026, registered May 26, 2026 (11 days) · Affiliated broker-dealer or bank to a state-registered adviser
M•• A••••••• L•• to T•• A•••••••• I•••
left Jan 3, 2023, registered Nov 17, 2022 (-47 days) · Other
U•• F•••••••• S••••••• I••• to M•• A••••••• L••
left Jul 17, 2020, registered Jun 29, 2020 (-18 days) · Other

Signals

A••••• J•••• M••••••• left T•• A•••••••• I••• for C••••••• C•••••• L•• (registered 2026-05-26)
May 15, 2026 · Advisor changed firm · fact
A••••• J•••• M••••••• left M•• A••••••• L•• for T•• A•••••••• I••• (registered 2022-11-17)
Jan 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address