DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• J••• Y••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 6328048

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Jul 29, 2026

In the industry

12 y

since Jun 11, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Jul 29, 2026 · Vancouver, Wa
M••••• S•••••• wirehouse
Sep 5, 2023 to Jul 15, 2026 · Portland, Or
E•••••• C•••••• M••••••••• L•• former
Jul 24, 2018 to Sep 5, 2023 · Portland, Or
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 13, 2015 to Jul 13, 2018 · Portland, Or
T• A••••••••• I••• former
Nov 13, 2015 to Jul 13, 2018 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••••••• P•••••••
left Jul 15, 2026, registered Jul 29, 2026 (14 days) · Wirehouse to independent RIA
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 13, 2018, registered Nov 13, 2015 (-973 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••
left Jul 13, 2018, registered Jul 24, 2018 (11 days) · RIA to RIA

Signals

B••••••• J••• Y•••• left M••••• S•••••• for C••••••• P••••••• (registered 2026-07-29)
Jul 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address