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Feed of 09/14/2026
Also filed as Matthew Walker
At current firm
7 y
since Jul 18, 2019
In the industry
11 y
since Jul 13, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 18, 2019 · Boston, Ma
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 28, 2016 to Jul 10, 2019 · Boston, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerSep 2, 2015 to Mar 1, 2016 · Boston, Ma
- O•••• I••••••••• I••• BD affiliatedJul 14, 2015 to Jul 23, 2015 · Meriden, Ct
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••left Jul 10, 2019, registered Jul 18, 2019 (8 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• M••••••••• I••••••••• A•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Mar 1, 2016, registered Jun 28, 2016 (119 days) · Other
- O•••• I••••••••• I••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Jul 23, 2015, registered Sep 2, 2015 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address