RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••
- S•••• W••••• L•• state registered currentsince May 21, 2024 · Marlton, Nj
- S••••• M••••••••• independent RIAMar 5, 2018 to Aug 1, 2024 · Marlton, Nj
- A••••••• P••••••••• A•••••••• I•• formerDec 14, 2016 to Aug 30, 2017 · Holbrook, Ny
- M••••• G••••• A••••••• I••• independent RIAJun 9, 2014 to Aug 9, 2016 · Radnor, Pa
- S••••• M••••••••• to S•••• W••••• L••left Aug 1, 2024, registered May 21, 2024 (-72 days) · RIA to a state-registered adviser
- A••••••• P••••••••• A•••••••• I•• to S••••• M•••••••••left Aug 30, 2017, registered Mar 5, 2018 (187 days) · Other
- M••••• G••••• A••••••• I••• to A••••••• P••••••••• A•••••••• I••left Aug 9, 2016, registered Dec 14, 2016 (127 days) · Other
- M•••••• R••••• left S••••• M••••••••• for S•••• W••••• L•• (registered 2024-05-21)Aug 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address