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Registered advisor
D••••• K•••
Feed of 09/14/2026
Also filed as Derrel Calvin Kent
At current firm
2 y
since Sep 26, 2023
In the industry
15 y
since Sep 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Sep 26, 2023 · Ann Arbor, Mi
- J••• M••••• S••••••••• L•• wirehouseJan 7, 2020 to Sep 17, 2023 · Traverse City, Mi
- C••• F•••••••• S•••••••• L••• formerMay 29, 2019 to Dec 26, 2019 · Charlevoix, Mi
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••left Sep 17, 2023, registered Sep 26, 2023 (9 days) · Wirehouse to affiliated broker-dealer or bank
- C••• F•••••••• S•••••••• L••• to J••• M••••• S••••••••• L••left Dec 26, 2019, registered Jan 7, 2020 (12 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- D••••• K••• left J••• M••••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2023-09-26)Sep 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address