L••••• S•••••••••

• M••••• S•••••• wirehouse current
  since Jun 16, 2021 · Purchase, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Sep 16, 2016 to Jul 21, 2017 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 13, 2015 to Aug 8, 2016 · New York, Ny

• J••• M••••• S••••••••• L•• to M••••• S••••••
  left Jul 21, 2017, registered Jun 16, 2021 (1426 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Aug 8, 2016, registered Sep 16, 2016 (39 days) · Wirehouse to wirehouse · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address