DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• A•••••

E•••• G••••• A••••••• L••independent RIAHouston, TxIA-onlyIAPD 6334746

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• G••••••

At current firm

0 y

since Apr 16, 2026

In the industry

11 y

since Nov 15, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• G••••• A••••••• L•• independent RIA current
since Apr 16, 2026 · Houston, Tx
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Feb 20, 2026 · Houston, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 24, 2020 to Mar 31, 2025 · Houston, Tx
E•••••• C•••••• M••••••••• L•• former
Jul 16, 2016 to Mar 12, 2020 · Houston, Tx
H••••• F•••••••• G••••• I••• unclassified
Nov 4, 2015 to Jul 29, 2016 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to E•••• G••••• A••••••• L••
left Feb 20, 2026, registered Apr 16, 2026 (55 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 12, 2020, registered Jul 24, 2020 (134 days) · RIA to affiliated broker-dealer or bank · moved with a team
H••••• F•••••••• G••••• I••• to E•••••• C•••••• M••••••••• L••
left Jul 29, 2016, registered Jul 16, 2016 (-13 days) · Other

Signals

G•••••• A••••• left S•••••••• A••••••• L•• for E•••• G••••• A••••••• L•• (registered 2026-04-16)
Feb 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address