RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• I••• F••••••
- C••••••••• W•••••• L•• independent RIA currentsince Oct 21, 2021 · Mt. Laurel, Nj
- B••••••••• W••••• A•••••••• L•• no RAUMJun 19, 2017 to Oct 15, 2021 · Leht, Nj
- G••••• F•••••••• P•••••• C••••••• I••• formerFeb 10, 2016 to Jun 7, 2017 · Little Egg Harbor Twp., Nj
- H••••• I••••••••• M••••••••• L•• independent RIADec 12, 2014 to Feb 11, 2016 · Parkertown, Nj
- G••••••• A•••••••• L•• independent RIASep 5, 2014 to Nov 20, 2014 · Parkertown, Nj
- F•••••• W••••• A••••••••• L•• unclassifiedJun 6, 2014 to Sep 3, 2014 · Linwood, Nj
- B••••••••• W••••• A•••••••• L•• to C••••••••• W•••••• L••left Oct 15, 2021, registered Oct 21, 2021 (6 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• W••••• A•••••••• L••left Jun 7, 2017, registered Jun 19, 2017 (12 days) · Other
- H••••• I••••••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Feb 11, 2016, registered Feb 10, 2016 (-1 days) · Other
- G••••••• A•••••••• L•• to H••••• I••••••••• M••••••••• L••left Nov 20, 2014, registered Dec 12, 2014 (22 days) · Other
- F•••••• W••••• A••••••••• L•• to G••••••• A•••••••• L••left Sep 3, 2014, registered Sep 5, 2014 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address