DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMNew York, Ny dual registrantIAPD 6343446

Feed of 09/15/2026

Also filed as Joseph Saverio Barbera

At current firm

0 y

since Jan 9, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Jan 9, 2026 · New York, Ny
H•••••••• A•••••••• L•• BD affiliated
Jan 4, 2024 to Aug 26, 2025 · New York, Ny
E•••••••• A•••••••• L•• national BD
Sep 27, 2019 to Dec 31, 2023 · New York, Ny
A•••• C•••••• C•••• BD affiliated
Apr 17, 2017 to Oct 3, 2018 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 26, 2025, registered Jan 9, 2026 (136 days) · Other
E•••••••• A•••••••• L•• to H•••••••• A•••••••• L••
left Dec 31, 2023, registered Jan 4, 2024 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
A•••• C•••••• C•••• to E•••••••• A•••••••• L••
left Oct 3, 2018, registered Sep 27, 2019 (359 days) · Affiliated broker-dealer or bank to another

Signals

J••••• B•••••• left H•••••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-01-09)
Aug 26, 2025 · Advisor changed firm · fact
J••••• B•••••• left E•••••••• A•••••••• L•• for H•••••••• A•••••••• L•• (registered 2024-01-04)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address