RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• D•••••• Y••••••
- S••••••••• L•• independent RIA currentsince Jul 13, 2026 · San Francisco, Ca
- Y•••••• W••••• M••••••••• unclassifiedJul 13, 2022 to Oct 31, 2024 · Sacramento, Ca
- B••••••• F•••••••• G••••• L•• unclassifiedJan 25, 2019 to Jul 5, 2022 · San Francisco, Ca
- B••••••• F•••••••• G••••• L•• unclassifiedMar 8, 2018 to Dec 31, 2018 · Sacramento, Ca
- B••••••• F•••••••• G••••• L•• unclassifiedJan 4, 2016 to Dec 31, 2017 · Sacramento, Ca
- H••• S••••••••• •••• I••• BD affiliatedJul 22, 2015 to Sep 23, 2015 · Tysons, Va
- E••••• J•••• national BDSep 15, 2014 to Jun 30, 2015 · Tempe, Az
- Y•••••• W••••• M••••••••• to S••••••••• L••left Oct 31, 2024, registered Jul 13, 2026 (620 days) · Other
- B••••••• F•••••••• G••••• L•• to Y•••••• W••••• M•••••••••left Jul 5, 2022, registered Jul 13, 2022 (8 days) · Other
- H••• S••••••••• •••• I••• to B••••••• F•••••••• G••••• L••left Sep 23, 2015, registered Jan 4, 2016 (103 days) · Other
- E••••• J•••• to H••• S••••••••• •••• I•••left Jun 30, 2015, registered Jul 22, 2015 (22 days) · Other
- L•••••• D•••••• Y•••••• left Y•••••• W••••• M••••••••• for S••••••••• L•• (registered 2026-07-13)Oct 31, 2024 · Advisor changed firm · fact
- L•••••• D•••••• Y•••••• left B••••••• F•••••••• G••••• L•• for Y•••••• W••••• M••••••••• (registered 2022-07-13)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address