DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• L••
Latest filing Apr 17, 2026
First filing on the tape Feb 23, 2024 · 10 filings
SEC status approved since Apr 4, 2024
RAUM
$993M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$993M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$993M as of Apr 17, 2026
Mar 11, 2025$153M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 17, 2026
Mar 11, 20250 then
Employees (5.A)10 as of Apr 17, 2026
Mar 11, 20252 then
Private funds: no history
RAUM +548% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +548%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$993M100%
- Individual clients
- 624reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 624reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Y•••••• Y••• | San Francisco, Ca | Jul 1, 2024 | 10 y | 0 |
| Y••••• W••• | San Francisco, Ca | Jul 9, 2024 | 10 y | 0 |
| C••••••• X•••• | San Francisco, Ca | Aug 19, 2025 | 11 y | 0 |
| C••••• D•••••• R••••••• | San Francisco, Ca | Jan 4, 2026 | 11 y | 0 |
| T••••• J•• C••••• | San Francisco, Ca | Jan 23, 2026 | 25 y | 12 |
| C•••• D•••• R••• | Maitland, Fl | Feb 5, 2026 | 17 y | 2 |
| T••••••• G••• J••• | Bangor, Me | Feb 19, 2026 | 10 y | 0 |
| L•••••• D•••••• Y•••••• | San Francisco, Ca | Jul 13, 2026 | 12 y | 6 |
| M•••••• O•••••• | Centennial, Co | Aug 28, 2026 | 11 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••••• D•••••• Y•••••• from Y•••••• W••••• M•••••••••Jul 13, 2026 · Other
- C•••• D•••• R••• from L•••• W••••• M•••••••••Feb 5, 2026 · RIA to RIA
- T••••• J•• C••••• from S••••••••• A•••• M••••••••• L••Jan 23, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••• Y••••• · Chief Revenue Officercontrolsince 09/2023 · owns 25% to 50%
- Y•••• Y•••••• · Chief Executive Officercontrolsince 06/2023 · owns 25% to 50%
- W•••• Y••••• · Chief Revenue Officercontrolsince 09/2023 · owns 25% to 50% of C•••••• T••••••••• I•••
- Y•••• Y•••••• · Chief Executive Officercontrolsince 06/2023 · owns 25% to 50% of C•••••• T••••••••• I•••
- X••••• C••••••• · Chief Compliance Officersince 04/2026 · owns less than 5%
Entity owners
- C•••••• T••••••••• I••• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 8 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 17, 2026RAUM (Item 5.F) moved from $153,208,408 to $992,895,205 (+548.0%) between the annual amendments of 2025-03-11 and 2026-04-17; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 147 to 624Dec 15, 2025 to Mar 13, 2026
- Advisory employees · 2 to 7Dec 15, 2025 to Mar 13, 2026
- Individual clients · 121 to 624Dec 15, 2025 to Mar 13, 2026
- Employees · 2 to 10Dec 15, 2025 to Mar 13, 2026
- Discretionary RAUM · $153M to $993MDec 15, 2025 to Mar 13, 2026
- Individual RAUM · $153M to $993MDec 15, 2025 to Mar 13, 2026
- RAUM · $153M to $993MDec 15, 2025 to Mar 13, 2026
- Accounts · 48 to 147Nov 15, 2024 to Mar 11, 2025
- Individual clients · 27 to 121Nov 15, 2024 to Mar 11, 2025
- Financial planning clients · unset to Nov 15, 2024 to Mar 11, 2025
- Discretionary RAUM · $126M to $153MNov 15, 2024 to Mar 11, 2025
- Individual RAUM · $126M to $153MNov 15, 2024 to Mar 11, 2025
- RAUM · $126M to $153MNov 15, 2024 to Mar 11, 2025
- Accounts · 0 to 48Nov 1, 2024 to Nov 15, 2024
- Individual clients · unset to 27.0Nov 1, 2024 to Nov 15, 2024
- Discretionary RAUM · $0 to $126MNov 1, 2024 to Nov 15, 2024
- Individual RAUM · unset to 125618942.0Nov 1, 2024 to Nov 15, 2024
- RAUM · $0 to $126MNov 1, 2024 to Nov 15, 2024
- Advisory employees · 1 to 2Jun 14, 2024 to Nov 1, 2024
- Employees · 3 to 2Mar 5, 2024 to Jun 14, 2024
Signals
3 dated events
- S••••••••• L•• reported RAUM $992.9M, up 548% from $153.2M (2025-12-15 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- A••• H•••• (Chief Technology Officer) no longer on Schedule A of S••••••••• L•• (listed 2024-03-05, absent 2024-06-14)Jun 14, 2024 · Control person left · inference
- S••••••••• L•• filed its initial SEC registration (Form ADV)Feb 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 628-800-0898reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/syntheticfireportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (628) 800-0898reportedpublic record, Form ADV, Apr 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026