RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••• F••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Mar 16, 2022 · San Antonio, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 28, 2021 to Mar 15, 2022 · Carmel, In
- C•••••• C••••• G••••• I••• no RAUMSep 21, 2015 to Aug 16, 2021 · Carmel, In
- E••••• J•••• national BDJan 30, 2015 to Jun 11, 2015 · Carmel, In
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• C••••• G••••• I•••left Mar 15, 2022, registered Mar 16, 2022 (1 days) · Other
- C•••••• C••••• G••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 16, 2021, registered Sep 28, 2021 (43 days) · Other
- E••••• J•••• to C•••••• C••••• G••••• I•••left Jun 11, 2015, registered Sep 21, 2015 (102 days) · Other
- D••••• A•••• F•••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• C••••• G••••• I••• (registered 2022-03-16)Mar 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address