RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• Y•••• L••
- C••••••••• W••••• M••••••••• independent RIA currentsince May 29, 2019 · Bellevue, Wa
- S•••••• P••••••• I••••••••• S••••••••• L•• formerMar 27, 2017 to May 20, 2019 · Lake Oswego, Or
- C•••••• O•• A•••••••• L•• formerNov 3, 2015 to Nov 9, 2016 · Seattle, Wa
- S•••••• P••••••• I••••••••• S••••••••• L•• to C••••••••• W••••• M•••••••••left May 20, 2019, registered May 29, 2019 (9 days) · RIA to RIA
- C•••••• O•• A•••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••left Nov 9, 2016, registered Mar 27, 2017 (138 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address