RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• R••••••
- M•• W••••• M••••••••• L•• independent RIA currentsince Jun 27, 2025 · Philadelphia, Pa
- C••••••••• F•••••••• N•••••• national BDJan 18, 2023 to Jul 1, 2025 · Philadelphia, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 31, 2018 to May 22, 2018 · Warwick, Ri
- C••••••••• F•••••••• N•••••• to M•• W••••• M••••••••• L••left Jul 1, 2025, registered Jun 27, 2025 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left May 22, 2018, registered Jan 18, 2023 (1702 days) · Affiliated broker-dealer or bank to another
- D•••• M•••••• R•••••• left C••••••••• F•••••••• N•••••• for M•• W••••• M••••••••• L•• (registered 2025-06-27)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address