DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• W••••• M••••••••• L••
Latest filing Jul 30, 2026
First filing on the tape May 23, 2025 · 4 filings
SEC status approved since Jun 16, 2025
RAUM
$396M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$390M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$396M as of Jul 30, 2026
May 23, 2025$0 then
HNW client RAUM$360M as of Jul 30, 2026
Aug 22, 2025$338M then
State-registered IARs (5.B.3)3 as of Jul 30, 2026
May 23, 20253 then
Employees (5.A)8 as of Jul 30, 2026
May 23, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $486,578derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $209M, 145 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$360M91%
- Individuals$30.0M7.6%
- Corporations and businesses$3.9M1.0%
- Charitable organizations$2.0M0.5%
- Individual clients
- 57reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 813reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $396M managedreported
- Custody of client assets
- $209M for 145 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• O••••• R•••• | Philadelphia, Pa | Jun 27, 2025 | 30 y | 2 |
| D•••• M•••••• R••••••Certified Financial Planner, Chartered Financial Analyst | Philadelphia, Pa | Jun 27, 2025 | 10 y | 2 |
| G•••••• R•• J••••••Certified Financial Planner, Chartered Financial Analyst | Philadelphia, Pa | Jun 27, 2025 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• O••••• R•••• from C••••••••• F•••••••• N••••••Jun 27, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• M•••••• R•••••• from C••••••••• F•••••••• N••••••Jun 27, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••••• R•• J•••••• from C••••••••• F•••••••• N••••••Jun 27, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••Jul 1, 2025 · Philadelphia, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 826 to 813Aug 22, 2025 to Mar 18, 2026
- Individual clients · 69 to 57Aug 22, 2025 to Mar 18, 2026
- Assets in custody · $194M to $209MAug 22, 2025 to Mar 18, 2026
- Employees · 7 to 8Aug 22, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 51-100Aug 22, 2025 to Mar 18, 2026
- Discretionary RAUM · $380M to $396MAug 22, 2025 to Mar 18, 2026
- HNW RAUM · $338M to $360MAug 22, 2025 to Mar 18, 2026
- Individual RAUM · $36.9M to $30.0MAug 22, 2025 to Mar 18, 2026
- RAUM · $380M to $396MAug 22, 2025 to Mar 18, 2026
- Wrap assets (manager) · $380M to $396MAug 22, 2025 to Mar 18, 2026
- Accounts · 0 to 826May 23, 2025 to Aug 22, 2025
- Corporate clients · unset to 9.0May 23, 2025 to Aug 22, 2025
- HNW clients · unset to 86.0May 23, 2025 to Aug 22, 2025
- Individual clients · unset to 69.0May 23, 2025 to Aug 22, 2025
- Assets in custody · unset to 193946295.0May 23, 2025 to Aug 22, 2025
- Custody of client assets · false to trueMay 23, 2025 to Aug 22, 2025
- Financial planning clients · 0 to 0May 23, 2025 to Aug 22, 2025
- Discretionary RAUM · $0 to $380MMay 23, 2025 to Aug 22, 2025
- HNW RAUM · unset to 338200684.0May 23, 2025 to Aug 22, 2025
- Individual RAUM · unset to 36868186.0May 23, 2025 to Aug 22, 2025
- RAUM · $0 to $380MMay 23, 2025 to Aug 22, 2025
- Wrap assets (manager) · unset to 380174883.0May 23, 2025 to Aug 22, 2025
- Wrap assets (sponsor) · unset to 0.0May 23, 2025 to Aug 22, 2025
Signals
1 dated events
- 3 advisors left C••••••••• F•••••••• N•••••• (Philadelphia, PA) for M•• W••••• M••••••••• L•• on the same dayJul 1, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- M•• W••••• M••••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@m••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 267-930-8300reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 267-930-8319reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/mor-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 267-930-8300reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- m••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026