RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••••• G•••••• L••••
- T••••• W••••• P••••••• L•• independent RIA currentsince Feb 4, 2026 · Riverside, Ct
- C• A••••••• S••••••• independent RIAOct 30, 2025 to Feb 4, 2026 · Charlotte, Nc
- V••••••• A•••••••• I••• BD affiliatedOct 18, 2018 to Aug 5, 2025 · Charlotte, Nc
- C• A••••••• S••••••• to T••••• W••••• P••••••• L••left Feb 4, 2026, registered Feb 4, 2026 (0 days) · RIA to a newly registered adviser
- V••••••• A•••••••• I••• to C• A••••••• S•••••••left Aug 5, 2025, registered Oct 30, 2025 (86 days) · Affiliated broker-dealer or bank to independent RIA
- K••••••••• G•••••• L•••• left C• A••••••• S••••••• for T••••• W••••• P••••••• L•• (registered 2026-02-04)Feb 4, 2026 · Advisor changed firm · fact
- K••••••••• G•••••• L•••• left V••••••• A•••••••• I••• for C• A••••••• S••••••• (registered 2025-10-30)Aug 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address