RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J••••• A•••••
- P•••••••• A•••• M••••••••• other currentsince Jan 8, 2026 · Lemont, Il
- P• A•••• M••••••••• L•• asset managerFeb 26, 2021 to Jan 23, 2026 · Chicago, Il
- P••••••••• T•••• C•••••• P•••••••• L•• formerFeb 26, 2021 to Mar 25, 2021 · Chicago, Il
- I•••••• A•••••••• I••• asset managerSep 29, 2015 to May 30, 2019 · Downers Grove, Il
- E••••• J•••• national BDOct 14, 2014 to Aug 31, 2015 · Maryland Heights, Mo
- P• A•••• M••••••••• L•• to P•••••••• A•••• M•••••••••left Jan 23, 2026, registered Jan 8, 2026 (-15 days) · Other
- P••••••••• T•••• C•••••• P•••••••• L•• to P• A•••• M••••••••• L••left Mar 25, 2021, registered Feb 26, 2021 (-27 days) · Other
- I•••••• A•••••••• I••• to P••••••••• T•••• C•••••• P•••••••• L••left May 30, 2019, registered Feb 26, 2021 (638 days) · Other
- E••••• J•••• to I•••••• A•••••••• I•••left Aug 31, 2015, registered Sep 29, 2015 (29 days) · Other
- C•••• J••••• A••••• left P• A•••• M••••••••• L•• for P•••••••• A•••• M••••••••• (registered 2026-01-08)Jan 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address