RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R••••• B••••
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 8, 2019 · Lacey, Wa
- P••••• F•••••••• G•••• unclassifiedFeb 8, 2022 to Sep 26, 2025 · Lacey, Wa
- K•• F•••••••• S•••••••• I•• formerApr 3, 2018 to Jun 8, 2018 · Lacey, Wa
- E••••• J•••• national BDOct 7, 2014 to Apr 12, 2016 · Tempe, Az
- P••••• F•••••••• G•••• to no registered destinationleft Sep 26, 2025 · Departure, no registered destination
- K•• F•••••••• S•••••••• I•• to C••••••••• F•••••••• N••••••left Jun 8, 2018, registered Jul 8, 2019 (395 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to K•• F•••••••• S•••••••• I••left Apr 12, 2016, registered Apr 3, 2018 (721 days) · Affiliated broker-dealer or bank to another
- B•••• R••••• B•••• no longer registered at P••••• F•••••••• G••••; no later IA registration on IAPDSep 26, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address