DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W••••• M••• E••••••••• I•••

Independent wealth managerPhiladelphia, PennsylvaniaCRD 324763SEC 801-130220websiteIAPD
Latest filing Apr 21, 2026
First filing on the tape Jul 24, 2023 · 12 filings
SEC status approved since May 3, 2024
RAUM
$99,736
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$99,736 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$16,623
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$99,736 as of Apr 21, 2026
Jan 23, 2024$0 then
HNW client RAUM$0 as of Apr 21, 2026
Jan 23, 2024$0 then
State-registered IARs (5.B.3)6 as of Apr 21, 2026
Jan 23, 20240 then
Employees (5.A)10 as of Apr 21, 2026
Jan 23, 20244 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 6 to 6offices 0 to 5
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$16,623derivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1,121derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.0derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+17%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$99,736reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$99,736100%
Individual clients
89reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
89reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••••• F•••••Certified Financial PlannerNew York, Ny Oct 18, 202414 y6
J•••• L•• S••••••Certified Financial PlannerSmithfield, Nc Jan 14, 202613 y5
C••• A••••• F•••••Philadelphia, Pa Jan 14, 202611 y2
T•••• F••••Certified Financial PlannerPhiladelphia, Pa Jan 15, 202625 y8
K•••• L• M•••••••Wake Forest, Nc Jan 15, 202612 y4
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • J••••••• M••••• Y•••••• · Chief Executive Officer / Chief Compliance Officercontrol
      since 02/2022 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Philadelphia, Pa · principal660
    New York, Ny111
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 76 to 89
      Jan 13, 2026 to Mar 30, 2026
    • Individual clients · 76 to 89
      Jan 13, 2026 to Mar 30, 2026
    • Financial planning clients · 0 to 11-25
      Jan 13, 2026 to Mar 30, 2026
    • Discretionary RAUM · $76,000 to $99,736
      Jan 13, 2026 to Mar 30, 2026
    • Individual RAUM · $76,000 to $99,736
      Jan 13, 2026 to Mar 30, 2026
    • RAUM · $76,000 to $99,736
      Jan 13, 2026 to Mar 30, 2026
    • Financial planning clients · 0 to 0
      Mar 31, 2025 to Sep 26, 2025
    • Other offices · 0 to 5
      Mar 31, 2025 to Sep 26, 2025
    • Accounts · 73 to 76
      Sep 10, 2024 to Mar 31, 2025
    • Individual clients · 73 to 76
      Sep 10, 2024 to Mar 31, 2025
    • Employees · 8 to 10
      Sep 10, 2024 to Mar 31, 2025
    • Discretionary RAUM · $115,332 to $76,000
      Sep 10, 2024 to Mar 31, 2025
    • Individual RAUM · $115,332 to $76,000
      Sep 10, 2024 to Mar 31, 2025
    • RAUM · $115,332 to $76,000
      Sep 10, 2024 to Mar 31, 2025
    • Accounts · 0 to 73
      Aug 6, 2024 to Sep 10, 2024
    • Advisory employees · 2 to 6
      Aug 6, 2024 to Sep 10, 2024
    • Individual clients · 0 to 73
      Aug 6, 2024 to Sep 10, 2024
    • Employees · 4 to 8
      Aug 6, 2024 to Sep 10, 2024
    • State-registered IARs · 0 to 6
      Aug 6, 2024 to Sep 10, 2024
    • Discretionary RAUM · $0 to $115,332
      Aug 6, 2024 to Sep 10, 2024
    • Individual RAUM · $0 to $115,332
      Aug 6, 2024 to Sep 10, 2024
    • RAUM · $0 to $115,332
      Aug 6, 2024 to Sep 10, 2024
    Signals
    4 dated events
    • D•••••• F••••• left W••••• M••• E••••••••• I••• for C•••••• A••• P••••••• G•••• (registered 2024-10-18)
      Dec 31, 2025 · Advisor changed firm · fact
    • W••••• M••• E••••••••• I••• reported 5 offices beyond its principal office, up from 0 (2025-03-31 to 2025-09-26)
      Sep 26, 2025 · Office count change · derived
    • W••••• M••• E••••••••• I••• filed its initial SEC registration (Form ADV)
      Jul 24, 2023 · First SEC registration · fact
    • 2 advisors left F•••••• C•••••• A••••••• (Charlotte, NC) for W••••• M••• E••••••••• I••• on the same day
      Dec 31, 2022 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    wealthmore.netreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    888-303-6361reportedpublic record, Form ADV, Apr 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $16,623derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026