RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• S•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 21, 2021 · Caldwell, Id
- G•••••••• W••••• M••••••••• L•• state registeredMar 1, 2016 to Apr 10, 2018 · Mercer Island, Wa
- H•••••• T••••••• • K•••• L•• independent RIAJun 10, 2015 to Feb 18, 2016 · Bellevue, Wa
- P•••• S••••••••• L•• no RAUMSep 15, 2014 to Jan 5, 2015 · Mercer Island, Wa
- G•••••••• W••••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 10, 2018, registered Jan 21, 2021 (1017 days) · Other
- H•••••• T••••••• • K•••• L•• to G•••••••• W••••• M••••••••• L••left Feb 18, 2016, registered Mar 1, 2016 (12 days) · Other
- P•••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left Jan 5, 2015, registered Jun 10, 2015 (156 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address