DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• S••• D••••••••

D••• A•• D••• W••••• M••••••••• L••state registeredDoylestown, PaIA-onlyIAPD 6353232

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• D••••••••

At current firm

1 y

since Sep 27, 2024

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••• A•• D••• W••••• M••••••••• L•• state registered current
since Sep 27, 2024 · Doylestown, Pa
V••••••• A•••••••• I••• BD affiliated
Mar 4, 2021 to Sep 30, 2024 · Malvern, Pa
R•••••• J•••• • A••••••••• I••• national BD
Jun 5, 2019 to Nov 10, 2020 · Philadelphia, Pa
C••••••••• F•••••••• N•••••• national BD
Mar 20, 2017 to May 28, 2019 · Needham, Ma

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to D••• A•• D••• W••••• M••••••••• L••
left Sep 30, 2024, registered Sep 27, 2024 (-3 days) · Affiliated broker-dealer or bank to a state-registered adviser
R•••••• J•••• • A••••••••• I••• to V••••••• A•••••••• I•••
left Nov 10, 2020, registered Mar 4, 2021 (114 days) · Affiliated broker-dealer or bank to another
C••••••••• F•••••••• N•••••• to R•••••• J•••• • A••••••••• I•••
left May 28, 2019, registered Jun 5, 2019 (8 days) · Affiliated broker-dealer or bank to another

Signals

J•••• S••• D•••••••• left V••••••• A•••••••• I••• for D••• A•• D••• W••••• M••••••••• L•• (registered 2024-09-27)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address