RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• D•••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 13, 2025 · Hingham, Ma
- M••••• L•• independent RIANov 24, 2014 to Jan 3, 2025 · Boston, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 22, 2014 to Oct 3, 2014 · Philadelphia, Pa
- M••••• L•• to F••••• C•••••• A•••••••• L••left Jan 3, 2025, registered Jan 13, 2025 (10 days) · RIA to RIA · moved with a team
- V••• F•••••••• A•••••••• I••• to M••••• L••left Oct 3, 2014, registered Nov 24, 2014 (52 days) · corporate re-registration, not a move
- M•••••• R••••• D••• left M••••• L•• for F••••• C•••••• A•••••••• L•• (registered 2025-01-13)Jan 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address