D••• J•••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Oct 27, 2023 · Southfield, Mi
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 12, 2019 to Oct 31, 2023 · Bloomfield Hills, Mi
• W•••• F•••• A••••••• wirehouse
  Mar 17, 2017 to Mar 14, 2019 · Birmingham, Mi

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K•• I••••••••• S••••••• L••
  left Oct 31, 2023, registered Oct 27, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 14, 2019, registered Mar 12, 2019 (-2 days) · Wirehouse to wirehouse

• ••• Locked
  Oct 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address