DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arista Wealth Management, LLC
Latest filing Sep 14, 2026
First filing on the tape Jun 5, 2013 · 84 filings
SEC status approved since Jun 13, 2013
RAUM
$1.2B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
82%
$980M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$1.2B as of Apr 27, 2026
Mar 7, 2014$166M then
HNW client RAUM$907M as of Apr 27, 2026
Mar 28, 2018$235M then
State-registered IARs (5.B.3)9 as of Apr 27, 2026
Mar 7, 20144 then
Employees (5.A)16 as of Apr 27, 2026
Mar 7, 20144 then
Private funds: no history
RAUM +21% over the last fiscal year+34% a year over threeIARs 7 to 10
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $607,280derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $185M, 155 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$907M75%
- Pension and profit-sharing plans$208M17%
- Individuals$73.2M6.1%
- Insurance companies$13.9M1.2%
- Individual clients
- 216reported
- HNW clients
- 161reported
- Pension plan clients
- 139reported
- Charitable clients
- 0reported
- Accounts
- 1,979reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $185M for 155 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Lawrence Moffat | Las Vegas, Nv | Aug 16, 2006 | 27 y | 2 |
| Lisa Mary Bacon-Soiberg | Las Vegas, Nv | Mar 14, 2019 | 30 y | 2 |
| Jay Laurence Call | Las Vegas, Nv | May 18, 2022 | 14 y | 0 |
| Jordan NaffaCertified Financial Planner | Las Vegas, Nv | Feb 1, 2023 | 10 y | 2 |
| Matthew Charles Burbank | Las Vegas, Nv | Jun 20, 2024 | 10 y | 1 |
| Todd Donaldson Quinn | Draper, Ut | Jun 20, 2024 | 23 y | 6 |
| Jacob Cache Carr | Las Vegas, Nv | Oct 14, 2025 | 11 y | 0 |
| Jacob Olaveson | Las Vegas, Nv | Feb 19, 2026 | 10 y | 0 |
| Benson Boyd Blake | Las Vegas, Nv | Feb 20, 2026 | 14 y | 1 |
| Chandler Craig Mcknight | Las Vegas, Nv | Mar 20, 2026 | 10 y | 0 |
| Trevin Meredith | Las Vegas, Nv | Aug 10, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount5 left over 36 months
Left, latest
- Preston Jeffrey Pugmire to Modern Wealth Management, LLCJan 27, 2026 · RIA to RIA
- Christian Tyler Smissen to Bauman Wealth AdvisorsSep 10, 2025 · RIA to RIA
- Zachary Thorne Taylor to West Ridge AdvisorsMar 20, 2025 · RIA to RIA
- Brian Wesley Kofoed to Alpha Cubed Investments, LLCMay 28, 2024 · RIA to RIA
- Edward R Degree to Morgan StanleyJan 8, 2024 · RIA to wirehouse
- David James Boyd to B.O.S.S. Retirement Advisors, LLCAug 26, 2022 · RIA to RIA
- Tyler Lee Hunt to Soltis Investment Advisors, LLCNov 24, 2021 · RIA to RIA
- Weston Huber to B.O.S.S. Retirement Advisors, LLCNov 10, 2021 · RIA to RIA
- Ryan J Ricedorff to Vista Wealth PartnersJul 27, 2021 · Other
- Trent Heber Colledge to Elevated Capital Advisors, LLCMay 29, 2019 · RIA to RIA
- William Bruce Miller to The Professional Financial Company LLCDec 4, 2018 · RIA to RIA
- Brennon Sterling Bowen to The Professional Financial Company LLCDec 4, 2018 · RIA to RIA
- Scott Jamison Johnson to Decisionpoint Financial, LLCSep 12, 2018 · RIA to a newly registered adviser
- Curtis John Harrison to Decisionpoint Financial, LLCSep 12, 2018 · RIA to a newly registered adviser
- Matthew Judson Daley to Decisionpoint Financial, LLCSep 12, 2018 · RIA to a newly registered adviser
Joined, latest
- Benson Boyd Blake from Commonwealth Financial NetworkFeb 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christian Tyler Smissen from Charles Schwab & Co., Inc.Apr 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Todd Donaldson Quinn from Peterson Rogers Private Wealth, LLCJun 20, 2024 · Other
- Matthew Charles Burbank from Axxcess Wealth Management, LLCJun 20, 2024 · RIA to RIA
- Brian Wesley Kofoed from Fidelity Personal And Workplace AdvisorsApr 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jordan Naffa from Portfolio Advisors, Inc.Feb 1, 2023 · RIA to RIA
- Weston Huber from Fidelity Personal And Workplace AdvisorsFeb 11, 2021 · Affiliated broker-dealer or bank to independent RIA
- Edward R Degree from Wells Fargo AdvisorsMay 18, 2020 · Wirehouse to independent RIA
- Lisa Mary Bacon-Soiberg from UBS Financial Services Inc.Mar 14, 2019 · Wirehouse to independent RIA
- Matthew Judson Daley from Threadline WealthFeb 9, 2018 · Other
- Aaron Michael Horner from Psi Capital ManagementJan 30, 2017 · Other
- Brennon Sterling Bowen from Andina AdvisorsJan 18, 2017 · Other
- Patrick Maj from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 11, 2016 · Other
- William Bruce Miller from Truenorth WealthDec 17, 2015 · Other
- Ryan J Ricedorff from Pioneer Advisors, LLCMar 28, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for The Professional Financial Company LLCDec 4, 2018 · Las Vegas, Nv
- 2 left for Decisionpoint Financial, LLCSep 12, 2018 · Las Vegas, Nv
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Arista Skyline, LLCno longer reported | Real Estate Fund | $5.0M | 5 | Nov 8, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Lawrence Paul Moffat · Presidentcontrolsince 05/2018 · owns less than 5%
- Ann Dorothy Podzemny · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Layton Kathryn Moffat · Trusteecontrolsince 07/2006 · owns F of Starcrest Trust
- Lawrence Paul Moffat · Trusteecontrolsince 07/2006 · owns F of Starcrest Trust
- William Trevor Hooton · Chief Compliance Officer/Director Of Operationssince 01/2025 · owns less than 5%
Entity owners
- Starcrest Trust · Memberdirect · owns 75% or more
- Starcrest Trust · Memberindirect · owns 75% or more of Starcrest Trust
Related persons
Schedule D 7.A
- Arista Real Estate Manager, LLCinvestment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 11 | 5 | 1 | ||
| Draper, Ut | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Draper, UT2 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026MOFFAT, KATHRYN, LAYTON (TRUSTEE) left Schedule A between the filings of 2024-02-05 and 2026-09-14peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Sep 14, 2026PODZEMNY, DOROTHY, ANN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-02-05 and 2026-09-14peers: independent wealth managers, $1B to $5B (1,360)
- client count surgeChange between filings · filing Apr 27, 2026individual and HNW clients (Item 5.D) moved from 248.0 to 377.0 (+52.0%) between the annual amendments of 2025-02-24 and 2026-04-27; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
- HNW share shiftChange between filings · filing Apr 27, 2026HNW share of RAUM moved from 47.0% to 75.0% between the annual amendments of 2025-02-24 and 2026-04-27peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Apr 27, 2026 to Sep 14, 2026
- Employees · 16 to 17Apr 27, 2026 to Sep 14, 2026
- Financial planning clients · 251-500 to 251-500Apr 27, 2026 to Sep 14, 2026
- State-registered IARs · 9 to 10Apr 27, 2026 to Sep 14, 2026
- Succession · false to unsetApr 27, 2026 to Sep 14, 2026
- Accounts · 1,883 to 1,979Feb 27, 2026 to Mar 27, 2026
- Advisory employees · 8 to 9Feb 27, 2026 to Mar 27, 2026
- Charity clients · 10 to 0Feb 27, 2026 to Mar 27, 2026
- HNW clients · 134 to 161Feb 27, 2026 to Mar 27, 2026
- Individual clients · 133 to 216Feb 27, 2026 to Mar 27, 2026
- Pension plan clients · 143 to 139Feb 27, 2026 to Mar 27, 2026
- Assets in custody · $170M to $185MFeb 27, 2026 to Mar 27, 2026
- Employees · 15 to 16Feb 27, 2026 to Mar 27, 2026
- State-registered IARs · 8 to 9Feb 27, 2026 to Mar 27, 2026
- Discretionary RAUM · $836M to $1.0BFeb 27, 2026 to Mar 27, 2026
- HNW RAUM · $470M to $907MFeb 27, 2026 to Mar 27, 2026
- Individual RAUM · $292M to $73.2MFeb 27, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $192M to $179MFeb 27, 2026 to Mar 27, 2026
- Pension RAUM · $190M to $208MFeb 27, 2026 to Mar 27, 2026
- RAUM · $1.0B to $1.2BFeb 27, 2026 to Mar 27, 2026
- Advisory employees · 6 to 8Jan 29, 2026 to Feb 27, 2026
- Employees · 13 to 15Jan 29, 2026 to Feb 27, 2026
- State-registered IARs · 6 to 8Jan 29, 2026 to Feb 27, 2026
- Advisory employees · 7 to 6Oct 22, 2025 to Jan 29, 2026
- Employees · 14 to 13Oct 22, 2025 to Jan 29, 2026
- State-registered IARs · 7 to 6Oct 22, 2025 to Jan 29, 2026
- Financial planning clients · 251-500 to 251-500May 1, 2025 to Jul 14, 2025
- Accounts · 1,628 to 1,883Feb 24, 2025 to May 1, 2025
- Corporate clients · 17 to 0Feb 24, 2025 to May 1, 2025
- Individual clients · 114 to 133Feb 24, 2025 to May 1, 2025
- Pension plan clients · 150 to 143Feb 24, 2025 to May 1, 2025
- Assets in custody · $248M to $170MFeb 24, 2025 to May 1, 2025
- Financial planning clients · 101-250 to 251-500Feb 24, 2025 to May 1, 2025
- Discretionary RAUM · $800M to $836MFeb 24, 2025 to May 1, 2025
- HNW RAUM · $471M to $470MFeb 24, 2025 to May 1, 2025
- Individual RAUM · $259M to $292MFeb 24, 2025 to May 1, 2025
- Non-discretionary RAUM · $193M to $192MFeb 24, 2025 to May 1, 2025
- Pension RAUM · $187M to $190MFeb 24, 2025 to May 1, 2025
- RAUM · $993M to $1.0BFeb 24, 2025 to May 1, 2025
- Accounts · 1,364 to 1,628Jul 31, 2024 to Sep 13, 2024
Signals
12 dated events
- Preston Jeffrey Pugmire left Arista Wealth Management, Llc for Modern Wealth Management, Llc (registered 2026-01-28)Jan 27, 2026 · Advisor changed firm · fact
- Christian Tyler Smissen left Arista Wealth Management, Llc for Bauman Wealth Advisors (registered 2025-09-17)Sep 10, 2025 · Advisor changed firm · fact
- Zachary Thorne Taylor left Arista Wealth Management, Llc for West Ridge Advisors (registered 2025-03-11)Mar 20, 2025 · Advisor changed firm · fact
- Arista Wealth Management, Llc reported RAUM $993.2M, up 60% from $621.2M (2024-07-31 to 2024-09-13)Sep 13, 2024 · RAUM change · derived
- Brian Wesley Kofoed left Arista Wealth Management, Llc for Alpha Cubed Investments, Llc (registered 2024-06-11)May 28, 2024 · Advisor changed firm · fact
- Arista Wealth Management, Llc reported RAUM $621.2M, up 25% from $496.6M (2024-01-08 to 2024-02-05)Feb 5, 2024 · RAUM change · derived
- Ann Dorothy Podzemny (Chief Compliance Officer) appeared on Schedule A of Arista Wealth Management, LlcFeb 5, 2024 · Control person joined · fact
- Edward R Degree left Arista Wealth Management, Llc for Morgan Stanley (registered 2025-03-21)Jan 8, 2024 · Advisor changed firm · fact
- David James Boyd left Arista Wealth Management, Llc for B.O.S.S. Retirement Advisors, Llc (registered 2022-10-07)Aug 26, 2022 · Advisor changed firm · fact
- Arista Wealth Management, Llc reported RAUM $446.1M, up 33% from $334.8M (2021-02-16 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Arista Wealth Management, Llc reported RAUM $246.8M, down 53% from $527.9M (2019-02-01 to 2019-02-27)Feb 27, 2019 · RAUM change · derived
- Arista Wealth Management, Llc filed its initial SEC registration (Form ADV)Jun 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 702-309-9970reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-441-6536reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-309-9970reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/arista-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARISTAWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 702-309-9970reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- aristawealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- aristawealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Arista Wealth Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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