DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A••••• C•••••

F•••• P••••••• W•••••• L••independent RIABoston, MaIA-onlyIAPD 6363588

Certified Financial Planner

Feed of 09/14/2026

Also filed as Clare Amelia Ciervo

At current firm

3 y

since Nov 22, 2022

In the industry

15 y

since Apr 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Nov 22, 2022 · Boston, Ma
B••••••• R••• I••••••••• A••••••• independent RIA
Feb 23, 2021 to Sep 29, 2022 · Roslindale, Ma
M••••••• F•••••••• A••••••• state registered
Jul 24, 2019 to Nov 18, 2020 · Auburndale, Ma
F•• S••••••••• C••••••••• former
Apr 18, 2019 to Nov 13, 2020 · Auburndale, Ma
N•••••••• A•••• M••••••••• I•• independent RIA
Jul 7, 2014 to Apr 11, 2018 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

B••••••• R••• I••••••••• A••••••• to F•••• P••••••• W•••••• L••
left Sep 29, 2022, registered Nov 22, 2022 (54 days) · RIA to RIA
M••••••• F•••••••• A••••••• to B••••••• R••• I••••••••• A•••••••
left Nov 18, 2020, registered Feb 23, 2021 (97 days) · Other
F•• S••••••••• C••••••••• to M••••••• F•••••••• A•••••••
left Nov 13, 2020, registered Jul 24, 2019 (-478 days) · Affiliated broker-dealer or bank to a state-registered adviser
N•••••••• A•••• M••••••••• I•• to F•• S••••••••• C•••••••••
left Apr 11, 2018, registered Apr 18, 2019 (372 days) · RIA to affiliated broker-dealer or bank

Signals

Clare Amelia Ciervo left Balanced Rock Investment Advisors for Focus Partners Wealth, Llc (registered 2022-11-22)
Sep 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address