DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Northstar Asset Management, Inc
Latest filing Mar 11, 2026
First filing on the tape Jan 31, 2012 · 63 filings
SEC status approved since Dec 7, 1990
RAUM
$806M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$641M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
15
9 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$806M as of Mar 11, 2026
Jan 31, 2012$161M then
HNW client RAUM$619M as of Mar 11, 2026
Mar 20, 2018$359M then
State-registered IARs (5.B.3)8 as of Mar 11, 2026
Jan 31, 20120 then
Employees (5.A)15 as of Mar 11, 2026
Mar 12, 20139 then
Private funds: no history
RAUM +11% over the last fiscal year+9.6% a year over threeIARs 5 to 8offices 3 to 5
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 1.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $25.4M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$619M77%
- Charitable organizations$159M20%
- Individuals$22.2M2.8%
- Corporations and businesses$5.8M0.7%
- Individual clients
- 61reported
- HNW clients
- 108reported
- Pension plan clients
- 0reported
- Charitable clients
- 23reported
- Accounts
- 517reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $513M managedreported
- Custody of client assets
- $25.4M for 12 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Julie N.W. Goodridge | Boston, Ma | Jan 11, 2005 | 35 y | 1 |
| Paige Eleanor RyanCertified Financial Planner | Charlottesville, Va | Oct 4, 2022 | 12 y | 1 |
| Nimrit Kaur KangChartered Financial Analyst | Boston, Ma | Jan 31, 2023 | 10 y | 0 |
| Jeremiah Dallas Gallington | Boston, Ma | Mar 5, 2024 | 13 y | 4 |
| Leslie Ellayne ChristianChartered Financial Analyst | Seattle, Wa | Nov 18, 2024 | 34 y | 2 |
| Tuyet Nhi Lam NguyenChartered Financial Analyst | Boston, Ma | Aug 1, 2025 | 12 y | 0 |
| Alexandra Dorfman | St Louis, Mo | Aug 28, 2025 | 12 y | 0 |
| Tenzing TashisharChartered Financial Analyst | New York, Ny | Jan 16, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Clare Amelia Ciervo to Fsc Securities CorporationApr 11, 2018 · RIA to affiliated broker-dealer or bank
- Julie Johnson Mcveigh to Reynders, Mcveigh Capital Management, LLCFeb 7, 2008 · Other
Joined, latest
- Leslie Ellayne Christian from Leslie E. Christian, LLCNov 18, 2024 · Other
- Jeremiah Dallas Gallington from Cable Hill Partners, LLCMar 5, 2024 · RIA to RIA
- Paige Eleanor Ryan from Ameriprise Financial Services, LLCOct 4, 2022 · Affiliated broker-dealer or bank to independent RIA
- Julie Johnson Mcveigh from Lowell Blake & Associates Inc.Mar 12, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N.W. Julie Goodridge · Ceo, Cco, Foundercontrolsince 12/1990 · owns 50% to 75%
- S Michelle Graham · Chief Operating Officercontrolsince 10/2022 · owns less than 5%
- Kaur Nimrit Kang · Chief Investment Officer / Portfolio Manager / Cfocontrolsince 08/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 11, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-10-28, yes on the filing of 2026-03-11peers: independent wealth managers, $500M to $1B (1,483)
- business activity changedChange between filings · filing Mar 11, 2026financial planning (Item 5.G.1): no on the filing of 2025-10-28, yes on the filing of 2026-03-11peers: independent wealth managers, $500M to $1B (1,483)
- advisor count surgeChange between filings · filing Mar 11, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-02-22 and 2026-03-11; the peer median change was 0.0% (795 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 98% percentile
- office count surgeChange between filings · filing Mar 11, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-02-22 and 2026-03-11; the peer median change was 0.0% (233 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 493 to 517Oct 28, 2025 to Mar 11, 2026
- Advisory employees · 14 to 9Oct 28, 2025 to Mar 11, 2026
- Advisory activities · 4 to 6Oct 28, 2025 to Mar 11, 2026
- Business name · NORTHSTAR ASSET MANAGEMENT INC to NORTHSTAR ASSET MANAGEMENT, INCOct 28, 2025 to Mar 11, 2026
- Charity clients · 22 to 23Oct 28, 2025 to Mar 11, 2026
- HNW clients · 105 to 108Oct 28, 2025 to Mar 11, 2026
- Assets in custody · $25.0M to $25.4MOct 28, 2025 to Mar 11, 2026
- Employees · 17 to 15Oct 28, 2025 to Mar 11, 2026
- Financial planning clients · to 0Oct 28, 2025 to Mar 11, 2026
- State-registered IARs · 5 to 8Oct 28, 2025 to Mar 11, 2026
- Legal name · NORTHSTAR ASSET MANAGEMENT INC to NORTHSTAR ASSET MANAGEMENT, INCOct 28, 2025 to Mar 11, 2026
- Discretionary RAUM · $727M to $806MOct 28, 2025 to Mar 11, 2026
- HNW RAUM · $605M to $619MOct 28, 2025 to Mar 11, 2026
- Individual RAUM · $21.8M to $22.2MOct 28, 2025 to Mar 11, 2026
- RAUM · $727M to $806MOct 28, 2025 to Mar 11, 2026
- Wrap assets (manager) · $501M to $513MOct 28, 2025 to Mar 11, 2026
- Other offices · 3 to 5Jul 29, 2025 to Aug 26, 2025
- Financial planning clients · unset to Feb 22, 2025 to Jul 29, 2025
- Accounts · 494 to 493Nov 18, 2024 to Feb 22, 2025
- Advisory employees · 15 to 14Nov 18, 2024 to Feb 22, 2025
- Charity clients · 21 to 22Nov 18, 2024 to Feb 22, 2025
- HNW clients · 108 to 105Nov 18, 2024 to Feb 22, 2025
- Individual clients · 58 to 61Nov 18, 2024 to Feb 22, 2025
- Assets in custody · $24.1M to $25.0MNov 18, 2024 to Feb 22, 2025
- Employees · 16 to 17Nov 18, 2024 to Feb 22, 2025
- Discretionary RAUM · $699M to $727MNov 18, 2024 to Feb 22, 2025
- HNW RAUM · $574M to $605MNov 18, 2024 to Feb 22, 2025
- Individual RAUM · $22.2M to $21.8MNov 18, 2024 to Feb 22, 2025
- RAUM · $699M to $727MNov 18, 2024 to Feb 22, 2025
- Wrap assets (manager) · $477M to $501MNov 18, 2024 to Feb 22, 2025
- Other offices · 0 to 3Oct 31, 2024 to Nov 18, 2024
- Accounts · 477 to 494Mar 1, 2024 to Mar 21, 2024
- Advisory employees · 10 to 15Mar 1, 2024 to Mar 21, 2024
- Advisory activities · 5 to 4Mar 1, 2024 to Mar 21, 2024
- Charity clients · 26 to 21Mar 1, 2024 to Mar 21, 2024
- HNW clients · 101 to 108Mar 1, 2024 to Mar 21, 2024
- Individual clients · 65 to 58Mar 1, 2024 to Mar 21, 2024
- Assets in custody · $8.5M to $24.1MMar 1, 2024 to Mar 21, 2024
- Employees · 17 to 16Mar 1, 2024 to Mar 21, 2024
- Financial planning clients · 101-250 to unsetMar 1, 2024 to Mar 21, 2024
Signals
5 dated events
- Vanae Ivy Jack (Co-Cio) no longer on Schedule A of Northstar Asset Management, Inc (listed 2023-06-15, absent 2023-07-24)Jul 24, 2023 · Control person left · inference
- S Michelle Graham (Coo) appeared on Schedule A of Northstar Asset Management, IncOct 25, 2022 · Control person joined · fact
- Vanae Ivy Jack (Co-Cio) appeared on Schedule A of Northstar Asset Management, IncOct 25, 2022 · Control person joined · fact
- Kaur Nimrit Kang (Co-Cio) appeared on Schedule A of Northstar Asset Management, IncOct 25, 2022 · Control person joined · fact
- Northstar Asset Management, Inc reported RAUM $626.1M, up 30% from $481.1M (2019-06-11 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@northstarasset.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-522-2635reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/northstar-asset-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- NORTHSTARASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-522-2635reportedpublic record, Form ADV, Mar 11, 2026
- Team page
- northstarasset.com/advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026