DFX Intelligence
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Feed of 09/14/2026
Also filed as Claudia Lynn Cedrone
At current firm
4 y
since Sep 12, 2022
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 12, 2022 · Granville, Ny
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedAug 19, 2019 to Sep 13, 2022 · Albany, Ny
Moves
a registration end followed by a registration begin elsewhere
- G•••••• S•••• W••••• S•••••••• L••• to E••••• J••••left Sep 13, 2022, registered Sep 12, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- C•••••• L• C•••••• left G•••••• S•••• W••••• S•••••••• L••• for E••••• J•••• (registered 2022-09-12)Sep 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address