RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A••• G••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 2, 2026 · Scottsdale, Az
- A••••••••• F•••••••• S•••••••• L•• national BDApr 25, 2022 to Jun 11, 2026 · Lake Oswego, Or
- A••••••••• F•••••••• S•••••••• L•• national BDAug 9, 2017 to Dec 17, 2021 · Peoria, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2016 to Jan 19, 2017 · Beaverton, Or
- B•••••• W••••• L•• independent RIASep 28, 2015 to Jun 27, 2016 · San Diego, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 18, 2015 to Sep 24, 2015 · Portland, Or
- A••••••••• F•••••••• S•••••••• L•• national BDOct 23, 2014 to Jul 8, 2015 · Vancouver, Wa
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 11, 2026, registered Jun 2, 2026 (-9 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 19, 2017, registered Aug 9, 2017 (202 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• W••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 27, 2016, registered Jun 22, 2016 (-5 days) · Other
- V•••• F•••••••• A•••••••• I••• to B•••••• W••••• L••left Sep 24, 2015, registered Sep 28, 2015 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jul 8, 2015, registered Aug 18, 2015 (41 days) · Other
- D•••••• A••• G•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-02)Jun 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address