DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bradley Wealth LLC
Latest filing Mar 18, 2026
First filing on the tape Mar 29, 2012 · 22 filings
SEC status approved since Jul 30, 2021
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$197M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$65.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$197M as of Mar 18, 2026
Mar 29, 2012$39.2M then
HNW client RAUM$149M as of Mar 18, 2026
Mar 31, 2022$131M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 29, 20120 then
Employees (5.A)5 as of Mar 18, 2026
Mar 31, 20225 then
Private funds: no history
RAUM -30% over the last fiscal year+1.9% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $195,550derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -25%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $197M, 1,007 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M76%
- Individuals$47.5M24%
- Individual clients
- 152reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,006reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $197M for 1,007 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Vern Bradley | Scottsdale, Az | Nov 9, 2010 | 23 y | 4 |
| Charlie Larson | Scottsdale, Az | Feb 18, 2026 | 10 y | 2 |
| Adrian Christopher Schultz | Scottsdale, Az | Apr 14, 2026 | 12 y | 1 |
Advisor movement
5 left, 2 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 167% of current headcount5 left over 36 months
Left, latest
- Brandon Michael Scott to 3roots Wealth Partners LLCOct 8, 2025 · RIA to a newly registered adviser
- Makai Florante Elep to Zega Investments, LLCOct 8, 2025 · RIA to RIA
- Meryl Eileen Feys to Beacon Pointe Advisors, LLCOct 8, 2025 · RIA to RIA
- Alexander M Cohen to 3roots Wealth Partners LLCOct 8, 2025 · RIA to a newly registered adviser
- Jacob Tyler Hall to 3roots Wealth Partners LLCOct 8, 2025 · RIA to a newly registered adviser
- Walter Harold Mego to Raymond James Financial Services Advisors, IncMar 17, 2022 · RIA to affiliated broker-dealer or bank
- Lisa Marie Murphy to Alphacore Capital LLCSep 16, 2019 · Other
- Douglas Alan Godfrey to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 27, 2016 · Other
- Michael Valentini to J.P. Morgan Securities LLCApr 13, 2015 · Other
- Rodney Alan Smith to First Financial Equity CorporationNov 20, 2013 · Other
Joined, latest
- Adrian Christopher Schultz from J.P. Morgan Securities LLCApr 14, 2026 · Wirehouse to independent RIA
- Charlie Larson from J.P. Morgan Securities LLCFeb 18, 2026 · Wirehouse to independent RIA
- Makai Florante Elep from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 10, 2025 · Wirehouse to independent RIA
- Jacob Tyler Hall from Mutual Of Omaha Investor Services, Inc.Jan 22, 2021 · Other
- Walter Harold Mego from J.P. Morgan Securities LLCNov 16, 2020 · Other
- Alexander M Cohen from Park Avenue Securities LLCAug 3, 2020 · Other
- Douglas Alan Godfrey from Valic Financial Advisors, Inc.Sep 28, 2015 · Other
- Michael Vern Bradley from Associated Securities Corp.May 17, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for 3roots Wealth Partners LLCOct 8, 2025 · Scottsdale, Az · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vern Michael Bradley · Member/Manager/Chief Compliance Officercontrolsince 04/2003 · owns 75% or more
- M Alexander Cohen · Membercontrolsince 01/2023 · owns less than 5%
- Michael Brandon Scott · Membercontrolsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 3 | 2 | 5 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 18, 2026RAUM (Item 5.F) moved from $282,586,441 to $196,723,672 (-30.0%) between the annual amendments of 2025-03-28 and 2026-03-18; the peer median change was +15.0% (4551 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 1.3% percentile
What changed
consecutive filings, newest first
- Accounts · 1,175 to 1,006Feb 20, 2026 to Mar 18, 2026
- Corporate clients · 8.0 to unsetFeb 20, 2026 to Mar 18, 2026
- HNW clients · 81 to 52Feb 20, 2026 to Mar 18, 2026
- Individual clients · 190 to 152Feb 20, 2026 to Mar 18, 2026
- Assets in custody · $0 to $197MFeb 20, 2026 to Mar 18, 2026
- Discretionary RAUM · $283M to $197MFeb 20, 2026 to Mar 18, 2026
- HNW RAUM · $209M to $149MFeb 20, 2026 to Mar 18, 2026
- Individual RAUM · $67.5M to $47.5MFeb 20, 2026 to Mar 18, 2026
- RAUM · $283M to $197MFeb 20, 2026 to Mar 18, 2026
- Advisory employees · 4 to 5Mar 28, 2025 to Feb 20, 2026
- Employees · 4 to 5Mar 28, 2025 to Feb 20, 2026
- State-registered IARs · 4 to 5Mar 28, 2025 to Feb 20, 2026
- Accounts · 1,140 to 1,175Jan 29, 2025 to Mar 28, 2025
- Corporate clients · 11 to 8Jan 29, 2025 to Mar 28, 2025
- HNW clients · 58 to 81Jan 29, 2025 to Mar 28, 2025
- Individual clients · 230 to 190Jan 29, 2025 to Mar 28, 2025
- Pension plan clients · 12.0 to unsetJan 29, 2025 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Jan 29, 2025 to Mar 28, 2025
- Discretionary RAUM · $235M to $283MJan 29, 2025 to Mar 28, 2025
- HNW RAUM · $159M to $209MJan 29, 2025 to Mar 28, 2025
- Individual RAUM · $58.4M to $67.5MJan 29, 2025 to Mar 28, 2025
- Pension RAUM · 11996104.0 to unsetJan 29, 2025 to Mar 28, 2025
- RAUM · $235M to $283MJan 29, 2025 to Mar 28, 2025
- Accounts · 1,038 to 1,140Dec 13, 2023 to Mar 28, 2024
- Corporate clients · 15 to 11Dec 13, 2023 to Mar 28, 2024
- HNW clients · 71 to 58Dec 13, 2023 to Mar 28, 2024
- Individual clients · 205 to 230Dec 13, 2023 to Mar 28, 2024
- Pension plan clients · unset to 12.0Dec 13, 2023 to Mar 28, 2024
- Assets in custody · $58.1M to $0Dec 13, 2023 to Mar 28, 2024
- Other offices · 1 to 0Dec 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $186M to $235MDec 13, 2023 to Mar 28, 2024
- HNW RAUM · $123M to $159MDec 13, 2023 to Mar 28, 2024
- Individual RAUM · $55.3M to $58.4MDec 13, 2023 to Mar 28, 2024
- Pension RAUM · unset to 11996104.0Dec 13, 2023 to Mar 28, 2024
- RAUM · $186M to $235MDec 13, 2023 to Mar 28, 2024
- Accounts · 857 to 1,038Jan 14, 2023 to Mar 31, 2023
- Corporate clients · 12 to 15Jan 14, 2023 to Mar 31, 2023
- HNW clients · 60 to 71Jan 14, 2023 to Mar 31, 2023
- Individual clients · 207 to 205Jan 14, 2023 to Mar 31, 2023
- Assets in custody · $220,695 to $58.1MJan 14, 2023 to Mar 31, 2023
Signals
10 dated events
- Alexander M Cohen left Bradley Wealth Llc for 3Roots Wealth Partners Llc (registered 2025-10-01)Oct 8, 2025 · Advisor changed firm · fact
- Brandon Michael Scott left Bradley Wealth Llc for 3Roots Wealth Partners Llc (registered 2025-10-01)Oct 8, 2025 · Advisor changed firm · fact
- Meryl Eileen Feys left Bradley Wealth Llc for Beacon Pointe Advisors, Llc (registered 2025-11-07)Oct 8, 2025 · Advisor changed firm · fact
- Makai Florante Elep left Bradley Wealth Llc for Zega Investments, Llc (registered 2025-10-31)Oct 8, 2025 · Advisor changed firm · fact
- Jacob Tyler Hall left Bradley Wealth Llc for 3Roots Wealth Partners Llc (registered 2025-10-01)Oct 8, 2025 · Advisor changed firm · fact
- Bradley Wealth LLC's advisors moved to 3Roots Wealth Partners LLC (Scottsdale, AZ): 3 of 6 registered, on the same dayOct 8, 2025 · Firm absorbed (people side) · derived
- M Alexander Cohen (Member) appeared on Schedule A of Bradley Wealth LlcJan 14, 2023 · Control person joined · fact
- Michael Brandon Scott (Member) appeared on Schedule A of Bradley Wealth LlcJan 14, 2023 · Control person joined · fact
- Walter Harold Mego left Bradley Wealth Llc for Raymond James Financial Services Advisors, Inc (registered 2022-06-06)Mar 17, 2022 · Advisor changed firm · fact
- Bradley Wealth Management, Llc filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Bradley Wealth LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- yourfuture@bradleywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 480-800-8638reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/1295524/adminreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BRADLEY-WEALTH-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BRADLEYWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-800-8638reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- bradleywealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Bradley Wealth LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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